Filing Details
- Accession Number:
- 0001127602-17-010717
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-07 18:56:30
- Reporting Period:
- 2017-02-21
- Filing Date:
- 2017-03-07
- Accepted Time:
- 2017-03-07 18:56:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 94049 | Stepan Co | SCL | Soap, Detergents, Cleang Preparations, Perfumes, Cosmetics (2840) | 361823834 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1616912 | R. Scott Behrens | 22 W. Frontage Road Northfield IL 60093 | Vp/Gm Surfactants | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-21 | 1,542 | $78.52 | 6,140 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-03-03 | 480 | $78.52 | 5,660 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-03-03 | 226 | $78.52 | 5,434 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2017-03-03 | 2,000 | $41.16 | 7,434 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-03-03 | 1,047 | $78.52 | 6,387 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2017-03-03 | 296 | $78.52 | 6,091 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-03-06 | 657 | $77.96 | 5,434 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2017-03-03 | 2,000 | $0.00 | 2,000 | $41.16 |
| Common Stock | Performance Shares | Disposition | 2017-02-21 | 1,718 | $0.00 | 1,718 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,000 | 2017-02-17 | 2025-02-16 | No | 4 | M | Direct |
| 0 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,327 | Indirect | By Esop II Trust |
Footnotes
- Amount reported reflects vesting of 1,542 performance shares as shown in Table II due to achievement of certain financial targets by December 31, 2016.
- The transaction reported reflects the withholding of shares from the performance shares vested on February 21, 2017, which is reported on this Form 4. Withholding of these shares were applied to the reporting person's account on the transaction date shown
- The transaction reported reflects the withholding of shares from the performance shares vested on February 21, 2017, which were reported on the Form 4 filed for the reporting person on February 23, 2017. Withholding of these shares were applied to the reporting person's account on the transaction date shown
- The Stock Appreciation Rights ("SARs") were settled in shares of common stock as per the terms of the award.
- Deemed disposition of underlying common stock to the issuer in an amount equal to the conversion price of the SARs.
- Withholding of shares to satisfy tax liability on exercise of SARs.
- The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2016.
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