Filing Details

Accession Number:
0001209191-17-018984
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-07 18:54:47
Reporting Period:
2017-03-03
Filing Date:
2017-03-07
Accepted Time:
2017-03-07 18:54:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1315257 Koppers Holdings Inc. KOP Lumber & Wood Products (No Furniture) (2400) 201878963
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1349566 R Steven Lacy 436 Seventh Avenue
Pittsburgh PA 15219
Sr. Vp, Admin., Gc & Sec No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-03-03 5,814 $39.99 51,076 No 4 M Direct
Common Stock Disposition 2017-03-03 5,463 $44.46 45,613 No 4 S Direct
Common Stock Disposition 2017-03-03 521 $44.10 45,092 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Rights to Buy) Acquisiton 2017-03-03 5,814 $0.00 5,814 $39.99
Common Stock Restricted Stock Units Acquisiton 2017-03-03 2,321 $0.00 2,321 $0.00
Common Stock Employee Stock Options (Rights to Buy) Acquisiton 2017-03-03 8,578 $0.00 8,578 $44.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-02-25 2018-02-24 No 4 M Direct
2,321 No 4 A Direct
8,578 2027-03-02 No 4 A Direct
Footnotes
  1. Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units ("RSUs").
  2. Stock Options exercisable upon reporting person's completion of a consecutive three (3) year period of service measured from the vesting commencement date of February 25, 2008.
  3. Each RSU represents a contingent right to receive one share of Koppers Holdings Inc. common stock(the "Common Stock"), or its equivalent cash value.
  4. The reporting person was granted RSUs on March 3, 2017 under the Koppers Holdings Inc. 2005 Long Term Incentive Plan, as Amended and Restated. RSUs vest in four equal annual installments, with the first installment vesting on March 3, 2018. Upon vesting, the RSUs will be paid out in whole shares of Common Stock or cash as may be determined by the Company.
  5. The reporting person was granted stock options on March 3, 2017, which will vest in four equal annual installments, with the first installment vesting on March 3, 2018.