Filing Details
- Accession Number:
- 0001209191-17-018968
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-07 18:43:22
- Reporting Period:
- 2017-03-03
- Filing Date:
- 2017-03-07
- Accepted Time:
- 2017-03-07 18:43:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1223915 | Gladys Farrow | 3825 Canfield Road Pasadena CA 91107 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2017-03-01 | 13 | $44.89 | 3,090 | No | 4 | A | Direct | |
| Common Shares | Acquisiton | 2017-03-03 | 1,961 | $43.88 | 5,051 | No | 4 | A | Direct | |
| Common Shares | Disposition | 2017-03-06 | 751 | $43.88 | 4,300 | No | 4 | F | Direct | |
| Common Shares | Disposition | 2017-03-06 | 733 | $43.38 | 3,567 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Footnotes
- DER units credited on 3/1/2017 as dividend at FMV
- 750.7423 shares withheld to satisfy tax withholding
Billionaire Hedge Funds
