Filing Details

Accession Number:
0001389050-17-000045
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-07 18:26:09
Reporting Period:
2017-03-03
Filing Date:
2017-03-07
Accepted Time:
2017-03-07 18:26:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1389050 Archrock Inc. AROC Natural Gas Transmission (4922) 743204509
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1457663 S David Miller 16666 Northchase Drive
Houston TX 77060
Svp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-03-03 20,985 $0.00 123,971 No 4 A Direct
Common Stock Disposition 2017-03-04 5,954 $13.70 118,017 No 4 F Direct
Common Stock Disposition 2017-03-07 3,265 $13.23 114,752 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 S Direct
Footnotes
  1. This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan (the "Plan") that vests one-third on each of August 20, 2018, August 20, 2019 and August 20, 2020, subject to continued employment on each vest date. The award is also subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance BenefitAgreement and Award Notice and Agreement entered into by the issuer and the reporting person.
  2. Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.
  3. This transaction was executed in accordance with a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2016. These shares were sold in multiple transactions at prices ranging from $13.075 to $13.50, inclusive.