Filing Details

Accession Number:
0001179110-17-004145
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-07 18:10:44
Reporting Period:
2017-02-28
Filing Date:
2017-03-07
Accepted Time:
2017-03-07 18:10:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
911177 Casella Waste Systems Inc CWST Refuse Systems (4953) 030338873
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1055353 R Douglas Casella 25 Greens Hill Lane
C/O Casella Waste Systems, Inc.
Rutland VT 05702
Vice Chairman, Bd Of Directors Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2017-02-28 10,327 $0.00 748,676 No 4 A Direct
Class A Common Stock Disposition 2017-03-06 6,897 $12.80 741,779 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class B Common Stock 494,100 Direct
Footnotes
  1. Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on February 24 and March 1, 2017.
  2. Represents the weighted average sales price for shares sold in multiple transactions. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of such issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
  3. Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal installments beginning on February 28, 2018.