Filing Details
- Accession Number:
- 0001389050-17-000041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-07 17:53:00
- Reporting Period:
- 2017-03-04
- Filing Date:
- 2017-03-07
- Accepted Time:
- 2017-03-07 17:53:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1367064 | Archrock Partners L.p. | APLP | Natural Gas Transmission (4922) | 223935108 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1537690 | Edward Robert Rice | 16666 Northchase Drive Houston TX 77060 | Senior Vice President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Units | Acquisiton | 2017-03-04 | 9,896 | $0.00 | 22,245 | No | 4 | M | Direct | |
| Common Units | Disposition | 2017-03-04 | 2,792 | $17.58 | 19,453 | No | 4 | F | Direct | |
| Common Units | Disposition | 2017-03-07 | 1,979 | $17.76 | 17,474 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Units | Phantom Units with tandem DERs (Common Units) | Disposition | 2017-03-04 | 1,776 | $0.00 | 1,776 | $0.00 |
| Common Units | Phantom Units with tandem DERs | Disposition | 2017-03-04 | 1,742 | $0.00 | 1,742 | $0.00 |
| Common Units | Phantom Units with tandem DERs | Disposition | 2017-03-04 | 6,378 | $0.00 | 6,378 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 1,742 | No | 4 | M | Direct | ||
| 12,755 | No | 4 | M | Direct |
Footnotes
- This transaction represents the vesting of one-third of the phantom units granted to the reporting person under the Archrock Partners, L.P. Long-Term Incentive Plan. Each phantom unit vested in the form of a common unit. Pursuant to applicable SEC reporting requirements, the settlement of the phantom units in exchange for common units is reported on this Form 4 as a disposition of the phantom units being settled and a simultaneous acquisition of the underlying common units.
- Issuer withheld the maximum allowable units to satisfy the tax withholding obligations associated with the vesting of phantom units.
- This transaction was executed in accordance with a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2016. These units were sold in multiple transactions at prices ranging from $17.70 to $17.81, inclusive.
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