Filing Details
- Accession Number:
- 0001144204-17-013275
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-07 17:17:40
- Reporting Period:
- 2017-03-07
- Filing Date:
- 2017-03-07
- Accepted Time:
- 2017-03-07 17:17:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1259429 | Ticc Capital Corp. | TICC | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1064150 | P Steven Novak | C/O Ticc Capital Corp. 8 Sound Shore Drive, Suite 255 Greenwich CT 06830 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value | Acquisiton | 2017-03-07 | 5,000 | $7.22 | 30,540 | No | 4 | P | Indirect | Held by spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Held by spouse |