Filing Details
- Accession Number:
- 0001225208-17-005762
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-07 17:12:13
- Reporting Period:
- 2017-03-03
- Filing Date:
- 2017-03-07
- Accepted Time:
- 2017-03-07 17:12:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 823768 | Waste Management Inc | WM | Refuse Systems (4953) | 731309529 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1197041 | Jr E James Trevathan | 1001 Fannin Street Houston TX 77002 | Evp & Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-03-03 | 29,594 | $41.37 | 361,705 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-03-03 | 29,457 | $36.89 | 391,162 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-03-03 | 20,998 | $73.10 | 370,164 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-03-03 | 25,229 | $73.08 | 344,935 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-03-06 | 4,114 | $41.37 | 349,049 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-03-06 | 3,087 | $72.78 | 345,962 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-03-03 | 29,594 | $41.37 | 29,594 | $41.37 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-03-03 | 29,457 | $36.89 | 29,457 | $36.89 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-03-06 | 4,114 | $41.37 | 4,114 | $41.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 37,822 | 2015-03-07 | 2024-03-07 | No | 4 | M | Direct |
| 0 | 2014-03-08 | 2023-03-08 | No | 4 | M | Direct |
| 33,708 | 2015-03-07 | 2024-03-07 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $73.10 to $73.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $72.85 to $73.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Stock option granted pursuant to Waste Management, Inc. 2009 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.
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