Filing Details
- Accession Number:
- 0001127602-17-010564
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-07 16:07:39
- Reporting Period:
- 2017-03-05
- Filing Date:
- 2017-03-07
- Accepted Time:
- 2017-03-07 16:07:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 823094 | Sothebys | BID | Services-Business Services, Nec (7389) | 382478409 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1398794 | M Kevin Delaney | 1334 York Avenue New York NY 10021 | Svp, Corp. Controller & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-03-05 | 1,212 | $0.00 | 1,212 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2017-03-05 | 1,638 | $0.00 | 2,850 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-03-05 | 1,044 | $48.20 | 1,806 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-03-07 | 1,806 | $48.04 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2017-03-05 | 1,638 | $0.00 | 1,638 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,126 | No | 4 | M | Direct |
Footnotes
- Performance stock units that have vested and are settled in common stock as a result of the achievement of all or partial financial target.
- Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over three years in equal annual installments beginning with the first anniversary of the grant date.
Billionaire Hedge Funds
