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Home > Insider Trading > Filing (0000891839-17-000042)

Filing Details

Accession Number:: 0000891839-17-000042
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-03-07 16:02:48
Reporting Period:: 2017-03-06

Filing Date:: 2017-03-07
Accepted Time:: 2017-03-07 16:02:48
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
716314	Graham Corp	GHM	General Industrial Machinery & Equipment (3560)	161194720

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1408288	E Alan Smith	C/O Graham Corporation 20 Florence Avenue Batavia NY 14020	Vp & General Manager - Batavia	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2017-03-06	510	$22.90	31,308	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$30.88	2012-05-29	2018-05-29	1,114	1,114	Direct
Common Stock	Stock Option (Right to Buy)	$15.22	2012-05-28	2019-05-28	3,571	3,571	Direct
Common Stock	Stock Option (Right to Buy)	$15.25	2013-05-20	2020-05-20	3,118	3,118	Direct
Common Stock	Stock Option (Right to Buy)	$18.65	2015-05-30	2022-05-30	6,059	6,059	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2018-05-29	1,114	1,114	Direct
2019-05-28	3,571	3,571	Direct
2020-05-20	3,118	3,118	Direct
2022-05-30	6,059	6,059	Direct

Footnotes

This option was previously reported by Mr. Smith.