Filing Details

Accession Number:
0000350894-17-000014
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-07 11:23:02
Reporting Period:
2017-03-03
Filing Date:
2017-03-07
Accepted Time:
2017-03-07 11:23:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
350894 Sei Investments Co SEIC Security Brokers, Dealers & Flotation Companies (6211) 231707341
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1191721 Kathy Heilig Vice President/Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Stock Option (Right To Purchase) Acquisiton 2017-03-03 11,250 $17.65 13,141 No 4 M Direct
Stock Option (Right To Purchase) Acquisiton 2017-03-03 11,250 $17.65 24,391 No 4 M Direct
Common Stock Disposition 2017-03-03 22,500 $51.30 1,891 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Stock Option (Right To Purchase) STOCK OPTION (RIGHT TO PURCHASE) Acquisiton 2017-03-03 11,250 $17.65 11,250 $17.65
Stock Option (Right To Purchase) STOCK OPTION (RIGHT TO PURCHASE) Acquisiton 2017-03-03 11,250 $17.65 11,250 $17.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,250 2011-12-25 2019-12-15 No 4 M Direct
0 2014-02-28 2019-12-15 No 4 M Direct