Filing Details
- Accession Number:
- 0001209191-17-018544
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-07 08:03:36
- Reporting Period:
- 2017-03-02
- Filing Date:
- 2017-03-07
- Accepted Time:
- 2017-03-07 08:03:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1410636 | American Water Works Company Inc. | AWK | Water Supply (4941) | 510063696 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1430106 | Walter Lynch | 1025 Laurel Oak Road Voorhees NJ 08043 | Evp And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-03-02 | 10,000 | $39.45 | 106,002 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-03-02 | 10,000 | $78.00 | 96,002 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-03-02 | 10,000 | $0.00 | 10,000 | $39.45 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
15,169 | 2019-12-31 | No | 4 | M | Direct |
Footnotes
- Includes 58 shares purchased under the American Water Works Company, Inc. Employee Stock Purchase Plan since the reporting person's last Form 4.
- The option award granted on February 21, 2013 and representing a right to purchase 25,169 shares vested in three equal installments on January 1, 2014, 2015 and 2016.