Filing Details
- Accession Number:
- 0001225208-17-005680
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-06 19:40:30
- Reporting Period:
- 2017-03-02
- Filing Date:
- 2017-03-06
- Accepted Time:
- 2017-03-06 19:40:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1564429 | J. Bernard Clark | 211 Main Street San Francisco CA 94105 | Evp - Advisor Services | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-03-02 | 1,852 | $42.51 | 59,800 | No | 4 | M | Indirect | by Trust |
| Common Stock | Acquisiton | 2017-03-03 | 3,186 | $42.42 | 62,986 | No | 4 | M | Indirect | by Trust |
| Common Stock | Disposition | 2017-03-06 | 5,098 | $42.08 | 57,888 | No | 4 | S | Indirect | by Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | by Trust |
| No | 4 | M | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,417 | Indirect | by 401(k) |
| Common Stock | 613 | Indirect | by ESOP |
Footnotes
- Shares acquired on the vesting of restricted stock units.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2016.
Billionaire Hedge Funds
