Filing Details
- Accession Number:
- 0001209191-17-018432
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-06 17:41:06
- Reporting Period:
- 2017-03-02
- Filing Date:
- 2017-03-06
- Accepted Time:
- 2017-03-06 17:41:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1418135 | Dr Pepper Snapple Group Inc. | DPS | Beverages (2080) | 753258232 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1432446 | L. Derry Hobson | 5301 Legacy Drive Plano TX 75070 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-03-03 | 6,965 | $0.00 | 6,965 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-03-03 | 526 | $0.00 | 7,491 | No | 4 | J | Direct | |
| Common Stock | Disposition | 2017-03-03 | 3,046 | $0.00 | 4,445 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2017-03-06 | 3,240 | $51.68 | 7,685 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-03-06 | 3,240 | $94.60 | 4,445 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-03-06 | 1,625 | $94.60 | 2,820 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | J | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2017-03-02 | 20,102 | $94.62 | 20,102 | $94.62 |
| Common Stock | Restricted Stock Unit | Acquisiton | 2017-03-02 | 3,170 | $0.00 | 3,170 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2017-03-03 | 6,965 | $0.00 | 6,965 | $0.00 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-03-06 | 3,240 | $51.68 | 3,240 | $51.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,102 | 2027-03-02 | No | 4 | A | Direct | |
| 3,170 | No | 4 | A | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 7,104 | 2024-03-03 | No | 4 | M | Direct |
Footnotes
- These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 3, 2017.
- These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that vested on March 3, 2017.
- Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units referenced in footnotes (1) and (2) above.
- The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $94.60-$94.605. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $94.60-$94.61. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal annual installments on each anniversary date of the grant commencing on March 2, 2018.
- Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.
- These restricted stock units vest in one installment on March 4, 2020 and will be settled in shares of the Issuer's Common Stock on the vesting date.
- These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.
- This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal annual installments on each anniversary date of the grant commencing on March 3, 2015.
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