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Filing Details

Accession Number:: 0001209191-17-018424
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-03-06 17:38:37
Reporting Period:: 2017-03-02

Filing Date:: 2017-03-06
Accepted Time:: 2017-03-06 17:38:37
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1013857	Pegasystems Inc	PEGA	Services-Computer Processing & Data Preparation (7374)	042787865

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1480560	Leon Trefler	C/O Pegasystems Inc. 1 Rogers Street Cambridge MA 02142	Svp, Global Customer Success	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2017-03-02	619	$0.00	8,399	No	4	M	Direct
Common Stock	Disposition	2017-03-02	213	$45.20	8,186	No	4	F	Direct
Common Stock	Acquisiton	2017-03-02	3,880	$0.00	12,066	No	4	M	Direct
Common Stock	Disposition	2017-03-02	1,611	$44.40	10,455	No	4	F	Direct
Common Stock	Disposition	2017-03-02	2,269	$44.42	8,186	No	4	S	Direct
Common Stock	Acquisiton	2017-03-02	6,390	$0.00	14,576	No	4	M	Direct
Common Stock	Disposition	2017-03-02	3,644	$44.40	10,932	No	4	F	Direct
Common Stock	Disposition	2017-03-02	2,746	$44.37	8,186	No	4	S	Direct
Common Stock	Acquisiton	2017-03-02	7,000	$0.00	15,186	No	4	M	Direct
Common Stock	Disposition	2017-03-02	4,193	$44.35	10,993	No	4	F	Direct
Common Stock	Disposition	2017-03-02	2,807	$44.36	8,186	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2017-03-02	619	$0.00	12,383	$0.00
Common Stock	Stock Options	Disposition	2017-03-02	3,880	$0.00	5,880	$5.94
Common Stock	Stock Options	Disposition	2017-03-02	6,390	$0.00	3,690	$16.15
Common Stock	Stock Options Units	Disposition	2017-03-02	7,000	$0.00	18,672	$18.02
Common Stock	Restricted Stock Units	Acquisiton	2017-03-02	7,387	$0.00	7,387	$0.00
Common Stock	Stock Options	Acquisiton	2017-03-02	24,382	$0.00	24,382	$44.30
Common Stock	Restricted Stock Units	Acquisiton	2017-03-02	1,865	$0.00	1,865	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
7,431	2016-03-02		No	4	M	Direct
0	2009-12-11	2018-12-11	No	4	M	Direct
0	2010-12-15	2019-12-15	No	4	M	Direct
8,870	2011-03-01	2020-03-01	No	4	M	Direct
7,387	2018-03-02		No	4	A	Direct
24,382	2018-03-02	2027-03-02	No	4	A	Direct
1,865	2018-03-02		No	4	A	Direct

Footnotes

Represents 5% vesting on March 2, 2017. The original grant was 12,383 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.
Represents the weighted average of the sale prices on March 2, 2017, ranging from $44.40 and $44.43.
Represents the weighted average of the sale prices on March 2, 2017, ranging from $44.35 and $44.43.
Represents the weighted average of the sale prices on March 2, 2017, ranging from $44.35 and $44.38.
Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.
Once vested, the shares of common stock are not subject to expiration.
The grant of restricted stock units was previously reported as 2,940, but has been adjusted to reflect a 2-for-1 stock split that occurred on April 1, 2014.
The grant of restricted stock units was previously reported as 1,845, but has been adjusted to reflect a 2-for-1 stock split that occurred on April 1, 2014.
The grant of restricted stock units was previously reported as 9,336, but has been adjusted to reflect a 2-for-1 stock split that occurred on April 1, 2014.
RSUs vest 20% on March 2, 2018, and the remaining 80% vest in equal quarterly installments over the remaining four years.
Options vest 20% on March 2, 2018, and the remaining 80% vest in equal quarterly installments over the remaining four years.
Represents election by the individual, as part of the Company's Corporate Incentive Plan (CICP), to receive half of their annual bonus in RSUs, based upon the Company's stock price as of March 2, 2017. All RSUs vest 100% on March 2, 2018, subject to attainment of the CICP performance threshold for the year ending December 31, 2017.