Filing Details
- Accession Number:
- 0001028918-17-000067
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-06 17:11:28
- Reporting Period:
- 2017-03-01
- Filing Date:
- 2017-03-06
- Accepted Time:
- 2017-03-06 17:11:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1028918 | Pacific Premier Bancorp Inc | PPBI | State Commercial Banks (6022) | 330743196 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1281962 | L Michael Mckennon | 17901 Von Karman Ave., Suite 1200 Irvine CA 92614 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ppbi Common Stock | Acquisiton | 2017-03-01 | 5,000 | $5.01 | 41,248 | No | 4 | M | Direct | |
| Ppbi Common Stock | Acquisiton | 2017-03-01 | 1,000 | $6.30 | 42,248 | No | 4 | M | Direct | |
| Ppbi Common Stock | Disposition | 2017-03-01 | 6,000 | $41.32 | 36,248 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ppbi Common Stock | Options on PPBI Common Stock | Disposition | 2017-03-01 | 5,000 | $0.00 | 5,000 | $5.01 |
| Ppbi Common Stock | Options on PPBI Common Stock | Disposition | 2017-03-01 | 1,000 | $0.00 | 1,000 | $6.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-08-27 | No | 4 | M | Direct | |
| 0 | 2021-01-05 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Ppbi Common Stock | Options on PPBI Common Stock | $7.87 | 2022-06-05 | 2,500 | 2,500 | Direct | |
| Ppbi Common Stock | Options on PPBI Common Stock | $10.44 | 2023-01-02 | 7,500 | 7,500 | Direct | |
| Ppbi Common Stock | Options on PPBI Common Stock | $15.68 | 2024-01-02 | 7,500 | 7,500 | Direct | |
| Ppbi Common Stock | Options on PPBI Common Stock | $15.16 | 2025-01-28 | 7,500 | 7,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-06-05 | 2,500 | 2,500 | Direct |
| 2023-01-02 | 7,500 | 7,500 | Direct |
| 2024-01-02 | 7,500 | 7,500 | Direct |
| 2025-01-28 | 7,500 | 7,500 | Direct |
Footnotes
- Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.30 to $41.40, inclusive.
- The option vests in three equal annual installments beginning on 8/27/2009.
- The option vests in three equal annual installments beginning on 1/5/2012.
- The option vests in three equal annual installments beginning on 6/5/2013.
- The option vests in three equal annual installments beginning on 1/2/2014.
- The option vests in three equal annual installments beginning on 1/2/2015.
- The option vests in three equal annual installments beginning on 1/28/2016.
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