Filing Details

Accession Number:
0001269847-17-000008
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-06 16:40:27
Reporting Period:
2017-03-02
Filing Date:
2017-03-06
Accepted Time:
2017-03-06 16:40:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
935036 Aci Worldwide Inc. ACIW Services-Prepackaged Software (7372) 470772104
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1078558 G Philip Heasley 3520 Kraft Road
Suite 300
Naples FL 34105
Ceo And President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-03-02 295,137 $10.87 1,653,236 No 4 M Direct
Common Stock Disposition 2017-03-02 295,137 $22.02 1,358,099 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2017-03-02 295,137 $0.00 295,137 $10.87
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-07-24 No 4 M Direct
Footnotes
  1. The amount of securities owned has been updated to include 616 shares acquired under the Company's 1999 Employee Stock Purchase Plan, as amended.
  2. The sale price ranged from $22 to $22.32, with a weighted average sale price of $22.018744. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan, as amended. The shares identified herein were sold under Mr. Heasley's Rule 10b5-1 plan dated March 17, 2016. Accordingly, these transactions also conclude Mr. Heasley's 10b5-1 plan established with respect to those options. Such shares were sold pursuant to the cashless exercise of options granted to Mr. Heasley on July 24, 2007, which would otherwise expire in accordance with their terms on July 24, 2017. As of the date of this report, Mr. Heasley's beneficial ownership of the securities reported herein is 2,027,480 shares, consisting of 1,358,099 shares directly owned and 699,381shares subject to currently exercisable options with a weighted average exercise price of $16.60.