Filing Details

Accession Number:
0001144204-17-012979
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-06 16:31:09
Reporting Period:
2017-03-03
Filing Date:
2017-03-06
Accepted Time:
2017-03-06 16:31:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1507957 Ideal Power Inc. IPWR () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1274282 L Mark Baum 4120 Freidrich Lane
Suite 100
Austin TX 78744
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-03-03 7,800 $2.54 33,698 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrants Acquisiton 2017-03-03 7,800 $2.54 7,800 $2.41
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,800 2017-09-04 2020-03-03 No 4 P Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 29,063 Indirect See Footnote
Footnotes
  1. The reported securities are included within the securities purchased by the reporting person for $2.535 per share of common stock together with a warrant to purchase one share of common stock.
  2. The securities are owned by Beadore Trust dated March 20, 2015. The reporting person has voting and investment control over the securities.