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Home > Insider Trading > Filing (0001493152-17-002151)

Filing Details

Accession Number:: 0001493152-17-002151
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-03-06 16:21:12
Reporting Period:: 2013-02-28

Filing Date:: 2017-03-06
Accepted Time:: 2017-03-06 16:21:12
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1435064	Cemtrex Inc	CETX	Measuring & Controlling Devices, Nec (3829)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1516102	Saagar Govil	19 Engineers Lane Farmingdale NY 11735	Chairman, Ceo And President	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-02-28	1,667	$0.77	1,339,555	No	4	P	Direct
Common Stock	Acquisiton	2014-06-25	350	$5.96	1,339,905	No	4	P	Direct
Common Stock	Acquisiton	2015-04-07	17	$2.85	1,339,922	No	4	P	Direct
Common Stock	Acquisiton	2015-05-12	50	$3.90	1,339,972	No	4	P	Direct
Common Stock	Acquisiton	2017-02-27	1,000	$3.80	1,340,972	No	4	P	Direct
Common Stock	Acquisiton	2017-02-28	1,000	$3.71	1,342	No	4	P	Direct
Common Stock	Acquisiton	2017-02-28	3,000	$3.72	1,344,972	No	4	P	Direct
Common Stock	Acquisiton	2017-02-28	1,000	$3.70	1,345,972	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Common Stock Options	Acquisiton	2016-02-12	200,000	$1.70	200,000	$1.70
Common Stock	Common Stock Options	Acquisiton	2016-12-05	200,000	$4.24	200,000	$4.24

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
200,000		2022-02-12	No	4	A	Direct
200,000		2022-12-05	No	4	A	Direct

Footnotes

Options vest 50% one year from date of grant and remaining 50% two years from date of grant.
On April 15, 2015 a 6 for 1 reverse stock split was made effective for Cemtrex, Inc. common stock. All share amounts and per share pricing have been adjusted to reflect this reverse stock split.