Filing Details
- Accession Number:
- 0001228379-17-000046
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-06 15:34:12
- Reporting Period:
- 2017-03-06
- Filing Date:
- 2017-03-06
- Accepted Time:
- 2017-03-06 15:34:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1032208 | Sempra Energy | SRE | Gas & Other Services Combined (4932) | 330732627 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1188884 | G William Ouchi | 488 8Th Avenue San Diego CA 92101 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-03-06 | 5,000 | $46.02 | 21,247 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-03-06 | 5,000 | $108.92 | 16,247 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Director Stock Option (4/30/2009 - 5,000 shares) | Disposition | 2017-03-06 | 5,000 | $0.00 | 5,000 | $46.02 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct |
Footnotes
- Sold in accordance with a written instruction and plan for trading securities pursuant to Rule 10b5-1(c) under the Securities Exchange Act of 1934.
- Weighted average of sales prices. Actual prices range from $108.66 to $109.13. Information regarding the number of shares sold at each separate price will be provided upon request by the Staff of the Securities and Exchange Commission, Sempra Energy or any security holder of Sempra Energy.
- Non-employee director stock options to purchase Sempra Energy Common Stock granted on the date and as to the original number of shares parenthetically indicated. Fully exercisable as to all shares subject thereto commencing on the date of the Sempra Energy Annual Meeting of Shareholders next succeeding the date of grant or, if earlier, the occurrence of a change in control (as defined) or termination of director service as a result of death, disability, retirement (as defined) or involuntary termination (other than for cause). Expires ten years from date of grant or, if earlier, five years following termination of director service.
- Not applicable.
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