Filing Details

Accession Number:
0001493152-17-002139
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-06 14:48:03
Reporting Period:
2017-02-28
Filing Date:
2017-03-06
Accepted Time:
2017-03-06 14:48:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
891417 Pen Inc. PENC Coating, Engraving & Allied Services (3470) 760273345
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1022732 J Ronald Berman 701 Brickell Avenue, Suite 1550
Miami FL 33131
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2017-02-28 1,715 $1.60 92,866 No 4 P Direct
Class A Common Stock Acquisiton 2017-02-28 700 $1.50 93,566 No 4 P Direct
Class A Common Stock Acquisiton 2017-03-01 285 $1.43 93,851 No 4 P Direct
Class A Common Stock Acquisiton 2017-03-03 1,000 $1.40 94,851 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct