Filing Details
- Accession Number:
- 0001004702-17-000036
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-06 14:35:20
- Reporting Period:
- 2017-03-03
- Filing Date:
- 2017-03-06
- Accepted Time:
- 2017-03-06 14:35:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1004702 | Oceanfirst Financial Corp | OCFC | Savings Institution, Federally Chartered (6035) | 223412577 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1298431 | E Steven Brady | C/O Oceanfirst Bank 975 Hooper Ave Toms River NJ 08754 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-03-03 | 10,000 | $28.97 | 22,850 | No | 4 | S | Indirect | By 401(k) |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By 401(k) |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 70,317 | Direct | |
| Common Stock | 14,613 | Indirect | By ESOP |
| Common Stock | 3,280 | Indirect | By Deferred Compensation Plan |
| Common Stock | 8,328 | Indirect | By SERP |
| Common Stock | 3,866 | Indirect | By Stock Award II |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $9.37 | 2008-11-20 | 2017-11-20 | 4,780 | 4,780 | Direct |
| Common Stock | Stock Option (right to buy) | $8.45 | 2011-08-18 | 2020-08-18 | 65,857 | 65,857 | Direct |
| Common Stock | Stock Option (right to buy) | $11.71 | 2014-11-19 | 2023-11-19 | 6,042 | 6,042 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-11-20 | 4,780 | 4,780 | Direct |
| 2020-08-18 | 65,857 | 65,857 | Direct |
| 2023-11-19 | 6,042 | 6,042 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $28.95555 to $29.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the numbers of shares and prices at which the transaction was effected.
- This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- Options vest in five equal annual installments beginning on the date first exercisable.
Billionaire Hedge Funds
