Filing Details
- Accession Number:
- 0001127602-11-004601
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-09 15:28:48
- Reporting Period:
- 2011-02-09
- Filing Date:
- 2011-02-09
- Accepted Time:
- 2011-02-09 15:28:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1102934 | Cabot Microelectronics Corp | CCMP | Semiconductors & Related Devices (3674) | 364324765 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1278556 | S Thomas Roman | C/O Cabot Microelectronics Corporation 870 Commons Drive Aurora IL 60504 | Corporate Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-09 | 5,000 | $37.78 | 13,114 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-09 | 5,000 | $47.00 | 8,114 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-02-09 | 950 | $31.57 | 9,064 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-09 | 950 | $47.00 | 8,114 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-02-09 | 2,925 | $37.40 | 11,039 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-09 | 2,925 | $47.00 | 8,114 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-02-09 | 1,275 | $23.21 | 9,389 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-09 | 1,275 | $47.00 | 8,114 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-02-09 | 1,074 | $31.11 | 9,188 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-09 | 1,074 | $47.00 | 8,114 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2011-02-09 | 5,000 | $0.00 | 5,000 | $37.78 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2011-02-09 | 950 | $0.00 | 950 | $31.57 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2011-02-09 | 2,925 | $0.00 | 2,925 | $37.40 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2011-02-09 | 1,275 | $0.00 | 1,275 | $23.21 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2011-02-09 | 1,074 | $0.00 | 1,074 | $31.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,000 | 2005-12-10 | 2014-12-10 | No | 4 | M | Direct |
| 0 | 2007-12-01 | 2016-12-01 | No | 4 | M | Direct |
| 975 | 2008-11-30 | 2017-11-30 | No | 4 | M | Direct |
| 2,550 | 2009-12-01 | 2018-12-01 | No | 4 | M | Direct |
| 3,222 | 2010-12-01 | 2019-12-01 | No | 4 | M | Direct |
Footnotes
- Vesting Schedule:25% 12/10/2005,25% 12/10/2006,25% 12/10/2007,25% 12/10/2008
- 2006 Stock Option Grant Award Vesting Schedule:25% 12/1/07,25% 12/1/08,25% 12/1/09,25% 12/1/10
- 2007 Stock Option Grant Award Vesting Schedule: 25% 11/30/08, 25% 11/30/09, 25% 11/30/10, 25% 11/30/11
- 2008 Stock Option Grant Award Vesting Schedule: 25% 12/1/2009, 25% 12/1/2010, 25% 12/1/2011, 25% 12/1/2012
- 2009 (FY10) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/1/2010, 25% 12/1/2011, 25% 12/1/2012, 25% 12/1/2013
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