Filing Details
- Accession Number:
- 0001225208-11-005143
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-09 15:23:37
- Reporting Period:
- 2011-02-07
- Filing Date:
- 2011-02-09
- Accepted Time:
- 2011-02-09 15:23:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1062438 | Pulaski Financial Corp | PULB | Savings Institution, Federally Chartered (6035) | 431816913 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1415941 | Matthew Locke | 12300 Olive Boulevard St. Louis MO 63141 | Pres. Mortgage Lending Div. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-02-07 | 10,000 | $7.37 | 34,305 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 14,008 | Indirect | By KSOP |
Common Stock | 3,393 | Indirect | By Stock Award |
Common Stock | 3,000 | Indirect | By Stock Award II |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | $5.55 | 2003-01-16 | 2012-01-16 | 5,625 | 5,625 | Direct |
Common Stock | Stock Option (right to buy) | $7.70 | 2009-11-03 | 2018-11-03 | 10,000 | 10,000 | Direct |
Common Stock | Stock Option (right to buy) | $11.13 | 2008-11-19 | 2017-11-19 | 12,000 | 12,000 | Direct |
Common Stock | Stock Option (right to buy) | $6.75 | 2003-11-29 | 2012-11-29 | 7,500 | 7,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2012-01-16 | 5,625 | 5,625 | Direct |
2018-11-03 | 10,000 | 10,000 | Direct |
2017-11-19 | 12,000 | 12,000 | Direct |
2012-11-29 | 7,500 | 7,500 | Direct |
Footnotes
- Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in full upon the later of: (1) three years from the date of grant; or (2) when any obligation arising from financial assistance provided to the Company under the Troubled Asset Relief Program's Capital Purchase Program is no longer outstanding, which does not include any period during which the federal government only holds warrants to purchase common stock of the Company.
- Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three annual installments commencing on December 15, 2011.
- Stock Options granted pursuant to the Pulaski Financial Corp. 2000 Stock-Based Incentive Plan are fully vested and exercisable.
- Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three equal annual installments commencing on November 3, 2009.
- Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan are fully vested and exercisable.