Filing Details

Accession Number:
0001455754-11-000021
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-09 15:21:58
Reporting Period:
2011-02-09
Filing Date:
2011-02-09
Accepted Time:
2011-02-09 15:21:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
790359 Nbt Bancorp Inc NBTB National Commercial Banks (6021) 161268674
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1204704 A Martin Dietrich 52 South Broad Street
Norwich NY 13815
President & Ceo Nbt Bancorp Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Nbt Bancorp Inc. Common Stock Disposition 2011-02-09 2,554 $24.40 95,716 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Nbt Bancorp Inc. Common Stock 16,379 Indirect 401k
Nbt Bancorp Inc. Common Stock 755 Indirect Custodian for Minor
Nbt Bancorp Inc. Common Stock 9,612 Indirect NBT Bancorp ESOP
Nbt Bancorp Inc. Common Stock 848 Indirect by Spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $14.35 2003-01-28 2012-01-28 30,000 30,000 Direct
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $17.54 2004-01-01 2013-01-01 24,000 24,000 Direct
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $20.19 2011-01-15 2020-01-15 25,000 25,000 Direct
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $20.36 2009-01-15 2018-01-15 25,000 25,000 Direct
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $22.17 2005-01-01 2014-01-01 21,311 21,311 Direct
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $22.21 2006-02-11 2014-02-11 3,840 3,840 Direct
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $22.35 2007-01-01 2016-01-01 30,000 30,000 Direct
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $23.27 2006-01-20 2015-01-20 22,423 22,423 Direct
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $24.45 2007-08-01 2015-08-01 6,470 6,470 Direct
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $24.57 2009-12-27 2017-12-27 12,641 12,641 Direct
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $25.38 2010-01-15 2019-01-15 25,000 25,000 Direct
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $25.76 2008-01-01 2017-01-01 28,000 28,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2012-01-28 30,000 30,000 Direct
2013-01-01 24,000 24,000 Direct
2020-01-15 25,000 25,000 Direct
2018-01-15 25,000 25,000 Direct
2014-01-01 21,311 21,311 Direct
2014-02-11 3,840 3,840 Direct
2016-01-01 30,000 30,000 Direct
2015-01-20 22,423 22,423 Direct
2015-08-01 6,470 6,470 Direct
2017-12-27 12,641 12,641 Direct
2019-01-15 25,000 25,000 Direct
2017-01-01 28,000 28,000 Direct
Footnotes
  1. Mr. Dietrich maintains a 10b5-1 plan ("the Plan") pursuant to which the Company's shares are sold. E*Trade Securities LLC inadvertently omitted to sell 2,554 shares as called for by the Plan on January 3, 2011 for which the market price of the instant securities was $24.40 per share. E*Trade Securities LLC has credited Mr. Dietrich's account with the price of the instant securities at $24.40 per share instead of the current price of $23.42 per share.
  2. Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan grant vests 40% for first year, 20% annually for following years.
  3. Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years.
  4. Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan reload grant vests 100% two years after date of its grant.