Filing Details
- Accession Number:
- 0001455754-11-000021
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-09 15:21:58
- Reporting Period:
- 2011-02-09
- Filing Date:
- 2011-02-09
- Accepted Time:
- 2011-02-09 15:21:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
790359 | Nbt Bancorp Inc | NBTB | National Commercial Banks (6021) | 161268674 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1204704 | A Martin Dietrich | 52 South Broad Street Norwich NY 13815 | President & Ceo Nbt Bancorp | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Nbt Bancorp Inc. Common Stock | Disposition | 2011-02-09 | 2,554 | $24.40 | 95,716 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Nbt Bancorp Inc. Common Stock | 16,379 | Indirect | 401k |
Nbt Bancorp Inc. Common Stock | 755 | Indirect | Custodian for Minor |
Nbt Bancorp Inc. Common Stock | 9,612 | Indirect | NBT Bancorp ESOP |
Nbt Bancorp Inc. Common Stock | 848 | Indirect | by Spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $14.35 | 2003-01-28 | 2012-01-28 | 30,000 | 30,000 | Direct |
Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $17.54 | 2004-01-01 | 2013-01-01 | 24,000 | 24,000 | Direct |
Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $20.19 | 2011-01-15 | 2020-01-15 | 25,000 | 25,000 | Direct |
Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $20.36 | 2009-01-15 | 2018-01-15 | 25,000 | 25,000 | Direct |
Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $22.17 | 2005-01-01 | 2014-01-01 | 21,311 | 21,311 | Direct |
Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $22.21 | 2006-02-11 | 2014-02-11 | 3,840 | 3,840 | Direct |
Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $22.35 | 2007-01-01 | 2016-01-01 | 30,000 | 30,000 | Direct |
Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $23.27 | 2006-01-20 | 2015-01-20 | 22,423 | 22,423 | Direct |
Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $24.45 | 2007-08-01 | 2015-08-01 | 6,470 | 6,470 | Direct |
Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $24.57 | 2009-12-27 | 2017-12-27 | 12,641 | 12,641 | Direct |
Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $25.38 | 2010-01-15 | 2019-01-15 | 25,000 | 25,000 | Direct |
Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $25.76 | 2008-01-01 | 2017-01-01 | 28,000 | 28,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2012-01-28 | 30,000 | 30,000 | Direct |
2013-01-01 | 24,000 | 24,000 | Direct |
2020-01-15 | 25,000 | 25,000 | Direct |
2018-01-15 | 25,000 | 25,000 | Direct |
2014-01-01 | 21,311 | 21,311 | Direct |
2014-02-11 | 3,840 | 3,840 | Direct |
2016-01-01 | 30,000 | 30,000 | Direct |
2015-01-20 | 22,423 | 22,423 | Direct |
2015-08-01 | 6,470 | 6,470 | Direct |
2017-12-27 | 12,641 | 12,641 | Direct |
2019-01-15 | 25,000 | 25,000 | Direct |
2017-01-01 | 28,000 | 28,000 | Direct |
Footnotes
- Mr. Dietrich maintains a 10b5-1 plan ("the Plan") pursuant to which the Company's shares are sold. E*Trade Securities LLC inadvertently omitted to sell 2,554 shares as called for by the Plan on January 3, 2011 for which the market price of the instant securities was $24.40 per share. E*Trade Securities LLC has credited Mr. Dietrich's account with the price of the instant securities at $24.40 per share instead of the current price of $23.42 per share.
- Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan grant vests 40% for first year, 20% annually for following years.
- Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years.
- Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan reload grant vests 100% two years after date of its grant.