Filing Details
- Accession Number:
- 0001209191-17-018046
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-03 19:23:57
- Reporting Period:
- 2017-03-01
- Filing Date:
- 2017-03-03
- Accepted Time:
- 2017-03-03 19:23:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1393052 | Veeva Systems Inc | VEEV | Services-Prepackaged Software (7372) | 208235463 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1502670 | Jonathan Faddis | C/O Veeva Systems Inc. 4280 Hacienda Drive Pleasanton CA 94588 | Svp, Gen. Counsel, Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2017-03-01 | 500 | $0.00 | 962 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2017-03-01 | 500 | $42.00 | 462 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2017-03-01 | 1,000 | $0.00 | 1,462 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2017-03-03 | 388 | $43.85 | 1,074 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class B Common Stock | Stock Option (right to buy) | Disposition | 2017-03-01 | 500 | $0.00 | 500 | $1.54 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2017-03-01 | 500 | $0.00 | 500 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2017-03-01 | 500 | $0.00 | 500 | $0.00 |
Class A Common Stock | Restricted Stock Units | Disposition | 2017-03-01 | 500 | $0.00 | 500 | $0.00 |
Class A Common Stock | Restricted Stock Units | Disposition | 2017-03-01 | 500 | $0.00 | 500 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
120,500 | 2022-09-27 | No | 4 | M | Direct | |
16,500 | No | 4 | A | Direct | ||
16,000 | No | 4 | C | Direct | ||
4,000 | No | 4 | M | Direct | ||
6,000 | No | 4 | M | Direct |
Footnotes
- Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.
- The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted by the Reporting Person.
- Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer.
- The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted by the Reporting Person and were made to cover taxes associated with restricted stock vesting on March 1, 2017.
- The option shares are fully vested and may be exercised at any time.
- Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023.
- On March 25, 2015, the Reporting Person was granted 8,000 RSUs under the Issuer's 2013 Equity Incentive Plan, of which 6.25% of the RSUs vested on June 1, 2015, with 1/16th of the remaining RSUs vesting for each quarter of continuous service to the Issuer by the Reporting Person after June 1, 2015.
- On March 23, 2016, the Reporting Person was granted 8,000 RSUs under the Issuer's 2013 Equity Incentive Plan, of which 1/16 of the RSUs vested on June 1, 2016, with 1/16 of the remaining RSUs vesting for each quarter of continuous service to the Issuer by the Reporting Person after June 1, 2016.