Filing Details
- Accession Number:
- 0001225208-17-005572
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-03 18:56:21
- Reporting Period:
- 2017-03-01
- Filing Date:
- 2017-03-03
- Accepted Time:
- 2017-03-03 18:56:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1388430 | Cai International Inc. | CAP | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1386676 | Victor Garcia | Steuart Tower 1 Market Plaza, Suite 900 San Francisco CA 94105 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-03-01 | 5,875 | $15.00 | 32,775 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-03-01 | 5,875 | $17.25 | 26,900 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-03-01 | 5,875 | $17.25 | 5,875 | $15.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 124,325 | 2017-05-15 | No | 4 | M | Direct |
Footnotes
- The option exercise and sale were effected pursuant to a sales plan adopted by the reporting person and intended to comply with Rule 10b5-1 under the Securities Act of 1934.
- The option vests with respect to 25% of the shares on May 15, 2008, and an additional 1/48th of teh shares vest monthly thereafter.
Billionaire Hedge Funds
