Filing Details
- Accession Number:
- 0001441280-17-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-03 18:45:40
- Reporting Period:
- 2017-03-01
- Filing Date:
- 2017-03-03
- Accepted Time:
- 2017-03-03 18:45:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1365038 | Leaf Group Ltd. | LFGR | Services-Computer Processing & Data Preparation (7374) | 204731239 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1441280 | P Sean Moriarty | 1655 26Th Street Santa Monica CA 90404 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.0001 Par Value | Disposition | 2017-03-01 | 26,090 | $8.05 | 821,645 | No | 4 | F | Direct | |
| Common Stock, $.0001 Par Value | Disposition | 2017-03-02 | 6,417 | $8.01 | 815,228 | No | 4 | S | Direct | |
| Common Stock, $.0001 Par Value | Disposition | 2017-03-03 | 2,363 | $7.94 | 812,865 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Upon the vesting of 49,999 restricted stock units ("RSUs") previously granted to the reporting person, the Company withheld 26,090 shares to cover the reporting person's tax obligation with respect to the vesting of such RSUs.
- Includes 633,335 unvested RSUs.
- These sales were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person in order to cover certain additional withholding taxes due in connection with the vesting of certain RSUs, including 49,999 that vested on March 1, 2017.
- These shares were sold in multiple transactions at prices ranging from $7.78 to $8.15 per share. The price reported in Column 4 is the weighted average sales price. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price included in the weighted average sales price to the Company, any security holder of the Company or the staff of the SEC upon request.
- These shares were sold in multiple transactions at prices ranging from $7.85 to $8.08 per share. The price reported in Column 4 is the weighted average sales price. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price included in the weighted average sales price to the Company, any security holder of the Company or the staff of the SEC upon request.
Billionaire Hedge Funds
