Filing Details
- Accession Number:
- 0001437749-17-003806
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-03 18:28:54
- Reporting Period:
- 2017-03-01
- Filing Date:
- 2017-03-03
- Accepted Time:
- 2017-03-03 18:28:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 861842 | Cathay General Bancorp | CATY | State Commercial Banks (6022) | 954274680 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1185628 | K Dunson Cheng | 777 North Broadway Los Angeles CA 90012 | Executive Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-03-01 | 40,000 | $40.65 | 233,563 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-03-02 | 1,417 | $40.08 | 232,146 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-03-03 | 20,000 | $39.50 | 212,146 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 445,577 | Indirect | Husband & Wife Trust |
| Common Stock | 182,452 | Indirect | Nonmarital Share Trust |
| Common Stock | 102,904 | Indirect | B ESOP |
Billionaire Hedge Funds
