Filing Details

Accession Number:
0001209191-17-017981
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-03 18:23:02
Reporting Period:
2017-03-01
Filing Date:
2017-03-03
Accepted Time:
2017-03-03 18:23:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1010858 Fairmount Santrol Holdings Inc. FMSA Mining & Quarrying Of Nonmetallic Minerals (No Fuels) (1400) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1621011 D. Jenniffer Deckard 8834 Mayfield Road
Chesterland OH 44026
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-03-01 26,100 $0.00 88,686 No 4 A Direct
Common Stock Disposition 2017-03-01 4,245 $9.56 84,441 No 4 S Direct
Common Stock Acquisiton 2017-03-01 2,000 $0.00 8,240 No 4 A Indirect By Spouse
Common Stock Disposition 2017-03-01 398 $9.65 7,842 No 4 S Indirect By Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
No 4 A Indirect By Spouse
No 4 S Indirect By Spouse
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Acquisiton 2017-03-01 50,700 $0.00 50,700 $10.03
Common Stock Employee Stock Option (Right to Buy) Acquisiton 2017-03-01 3,300 $0.00 3,300 $10.03
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
769,212 2027-03-01 No 4 A Direct
23,065 2027-03-01 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,098,268 Indirect As trustee of Jenniffer D. Deckard Family Trust U/A/D dated February 28, 2010
Common Stock 857,888 Indirect As trustee of the Abbey Jo Deckard Trust
Common Stock 857,888 Indirect As trustee of the Connor John Deckard Trust
Common Stock 102,000 Indirect As trustee of Daryl K. Deckard Irrevocable Trust dated August 29, 2014
Common Stock 353,600 Indirect As spouse to the trustee of Jenniffer D. Deckard Irrevocable Trust dated December 27, 2012
Common Stock 386,563 Indirect By 401(k) Plan
Footnotes
  1. The reporting person was granted 26,100 restricted stock units. The restricted stock units vest in 1/4 increments commencing one year after the date of grant.
  2. The transaction reflects the number of shares of Common Stock sold pursuant to the terms of the Restricted Stock Unit Agreement and in accordance with the Fairmount Santrol Holdings Inc. 2014 Long Term Incentive Plan, to satisfy the reporting person's tax withholding obligations upon the vesting of 12,500 restricted stock units.
  3. Includes an aggregate of 76,186 restricted stock units.
  4. The reporting person's spouse was granted 2,000 restricted stock units. The restricted stock units vest in 1/4 increments commencing one year after the date of grant.
  5. The transaction reflects the number of shares of Common Stock sold pursuant to the terms of the Restricted Stock Unit Agreement and in accordance with the Fairmount Santrol Holdings Inc. 2014 Long Term Incentive Plan, to satisfy the reporting person's tax withholding obligations upon the vesting of 1,050 restricted stock units.
  6. Includes an aggregate of 7,190 restricted stock units.
  7. The options vest and become exercisable in 1/3 increments commencing one year after the date of grant.
  8. The total number of options previously reported has been reduced due to a prior inadvertent math error.