Filing Details
- Accession Number:
- 0001209191-17-017981
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-03 18:23:02
- Reporting Period:
- 2017-03-01
- Filing Date:
- 2017-03-03
- Accepted Time:
- 2017-03-03 18:23:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1010858 | Fairmount Santrol Holdings Inc. | FMSA | Mining & Quarrying Of Nonmetallic Minerals (No Fuels) (1400) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1621011 | D. Jenniffer Deckard | 8834 Mayfield Road Chesterland OH 44026 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-03-01 | 26,100 | $0.00 | 88,686 | No | 4 | A | Direct | |
Common Stock | Disposition | 2017-03-01 | 4,245 | $9.56 | 84,441 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2017-03-01 | 2,000 | $0.00 | 8,240 | No | 4 | A | Indirect | By Spouse |
Common Stock | Disposition | 2017-03-01 | 398 | $9.65 | 7,842 | No | 4 | S | Indirect | By Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Indirect | By Spouse |
No | 4 | S | Indirect | By Spouse |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2017-03-01 | 50,700 | $0.00 | 50,700 | $10.03 |
Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2017-03-01 | 3,300 | $0.00 | 3,300 | $10.03 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
769,212 | 2027-03-01 | No | 4 | A | Direct | |
23,065 | 2027-03-01 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,098,268 | Indirect | As trustee of Jenniffer D. Deckard Family Trust U/A/D dated February 28, 2010 |
Common Stock | 857,888 | Indirect | As trustee of the Abbey Jo Deckard Trust |
Common Stock | 857,888 | Indirect | As trustee of the Connor John Deckard Trust |
Common Stock | 102,000 | Indirect | As trustee of Daryl K. Deckard Irrevocable Trust dated August 29, 2014 |
Common Stock | 353,600 | Indirect | As spouse to the trustee of Jenniffer D. Deckard Irrevocable Trust dated December 27, 2012 |
Common Stock | 386,563 | Indirect | By 401(k) Plan |
Footnotes
- The reporting person was granted 26,100 restricted stock units. The restricted stock units vest in 1/4 increments commencing one year after the date of grant.
- The transaction reflects the number of shares of Common Stock sold pursuant to the terms of the Restricted Stock Unit Agreement and in accordance with the Fairmount Santrol Holdings Inc. 2014 Long Term Incentive Plan, to satisfy the reporting person's tax withholding obligations upon the vesting of 12,500 restricted stock units.
- Includes an aggregate of 76,186 restricted stock units.
- The reporting person's spouse was granted 2,000 restricted stock units. The restricted stock units vest in 1/4 increments commencing one year after the date of grant.
- The transaction reflects the number of shares of Common Stock sold pursuant to the terms of the Restricted Stock Unit Agreement and in accordance with the Fairmount Santrol Holdings Inc. 2014 Long Term Incentive Plan, to satisfy the reporting person's tax withholding obligations upon the vesting of 1,050 restricted stock units.
- Includes an aggregate of 7,190 restricted stock units.
- The options vest and become exercisable in 1/3 increments commencing one year after the date of grant.
- The total number of options previously reported has been reduced due to a prior inadvertent math error.