Filing Details

Accession Number:
0001209191-17-017680
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-03 16:52:44
Reporting Period:
2017-03-01
Filing Date:
2017-03-03
Accepted Time:
2017-03-03 16:52:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1175609 Cavium Inc. CAVM Semiconductors & Related Devices (3674) 770558625
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1514114 P Vincent Pangrazio C/O Cavium, Inc.
2315 N. First Street
San Jose CA 95131
Svp,Gen. Counsel & Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-03-01 15,000 $37.22 60,039 No 4 M Direct
Common Stock Disposition 2017-03-01 15,000 $67.22 45,039 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock option right to buy Disposition 2017-03-01 15,000 $0.00 15,000 $37.22
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
30,000 2018-03-10 No 4 M Direct
Footnotes
  1. The sale was made under a 10b5-1 trading plan as adopted by the reporting person.
  2. 1/8th of the shares subject to the option vest on the six month anniversary of the vesting commencement date and 1/48th of the shares vest monthly thereafter over the next three and one half years.