Filing Details
- Accession Number:
- 0001140361-17-010523
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-03 16:19:38
- Reporting Period:
- 2017-03-01
- Filing Date:
- 2017-03-03
- Accepted Time:
- 2017-03-03 16:19:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1212458 | Proofpoint Inc | PFPT | Services-Computer Processing & Data Preparation (7374) | 510414846 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1634774 | Darren Robert Lee | C/O Proofpoint, Inc. 892 Ross Drive Sunnyvale CA 94089 | Svp, Gm Archiving & Governance | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-03-01 | 2,513 | $14.12 | 4,549 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-03-01 | 487 | $36.00 | 5,036 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-03-01 | 3,000 | $77.66 | 2,036 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (right to buy) | Disposition | 2017-03-01 | 2,513 | $0.00 | 2,513 | $14.12 |
| Common Stock | Non-qualified Stock Option (right to buy) | Disposition | 2017-03-01 | 487 | $0.00 | 487 | $36.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-03-05 | No | 4 | M | Direct | |
| 9,091 | 2024-03-26 | No | 4 | M | Direct |
Footnotes
- The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan with an effective date of June 9, 2016.
- The stock option is immediately exercisable in full.
Billionaire Hedge Funds
