Filing Details

Accession Number:
0001533932-17-000078
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-03 16:19:22
Reporting Period:
2017-03-01
Filing Date:
2017-03-03
Accepted Time:
2017-03-03 16:19:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1533932 Vantiv Inc. VNTV () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1374975 Royal Cole C/O Vantiv, Inc.
8500 Governor'S Hill Drive
Cincinnati OH 45249-1384
Grp Pres, Merchant & Fi Svcs No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2017-03-01 10,704 $21.95 108,209 No 4 M Direct
Class A Common Stock Acquisiton 2017-03-01 8,269 $31.02 116,478 No 4 M Direct
Class A Common Stock Acquisiton 2017-03-01 7,699 $37.10 124,177 No 4 M Direct
Class A Common Stock Acquisiton 2017-03-01 7,183 $50.01 131,360 No 4 M Direct
Class A Common Stock Disposition 2017-03-01 53,855 $65.68 77,505 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (right to buy) Disposition 2017-03-01 10,704 $0.00 10,704 $21.95
Class A Common Stock Employee Stock Option (right to buy) Disposition 2017-03-01 8,269 $0.00 8,269 $31.02
Class A Common Stock Employee Stock Option (right to buy) Disposition 2017-03-01 7,699 $0.00 7,699 $37.10
Class A Common Stock Employee Stock Option (right to buy) Disposition 2017-03-01 7,183 $0.00 7,183 $50.01
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2023-02-27 No 4 M Direct
8,269 2024-02-18 No 4 M Direct
15,399 2025-02-24 No 4 M Direct
21,552 2026-02-17 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.22 to $66.15, inclusive. The reporting person undertakes to provide to Vantiv, Inc., any security holder of Vantiv, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
  3. The option, representing a right to purchase a total of 42,816 shares, became exercisable in four equal (subject to rounding) annual installments beginning on February 27, 2014.
  4. The option, representing a right to purchase a total of 33,076 shares, became exercisable in four equal (subject to rounding) annual installments beginning on February 18, 2015.
  5. The option, representing a right to purchase a total of 30,797 shares, became exercisable in four equal (subject to rounding) annual installments beginning on February 24, 2016.
  6. The option, representing a right to purchase a total of 28,735 shares, became exercisable in four equal (subject to rounding) annual installments beginning on February 17, 2017.