Filing Details
- Accession Number:
- 0001533932-17-000078
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-03 16:19:22
- Reporting Period:
- 2017-03-01
- Filing Date:
- 2017-03-03
- Accepted Time:
- 2017-03-03 16:19:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1533932 | Vantiv Inc. | VNTV | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1374975 | Royal Cole | C/O Vantiv, Inc. 8500 Governor'S Hill Drive Cincinnati OH 45249-1384 | Grp Pres, Merchant & Fi Svcs | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2017-03-01 | 10,704 | $21.95 | 108,209 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2017-03-01 | 8,269 | $31.02 | 116,478 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2017-03-01 | 7,699 | $37.10 | 124,177 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2017-03-01 | 7,183 | $50.01 | 131,360 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2017-03-01 | 53,855 | $65.68 | 77,505 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-03-01 | 10,704 | $0.00 | 10,704 | $21.95 |
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-03-01 | 8,269 | $0.00 | 8,269 | $31.02 |
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-03-01 | 7,699 | $0.00 | 7,699 | $37.10 |
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-03-01 | 7,183 | $0.00 | 7,183 | $50.01 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2023-02-27 | No | 4 | M | Direct | |
8,269 | 2024-02-18 | No | 4 | M | Direct | |
15,399 | 2025-02-24 | No | 4 | M | Direct | |
21,552 | 2026-02-17 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.22 to $66.15, inclusive. The reporting person undertakes to provide to Vantiv, Inc., any security holder of Vantiv, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- The option, representing a right to purchase a total of 42,816 shares, became exercisable in four equal (subject to rounding) annual installments beginning on February 27, 2014.
- The option, representing a right to purchase a total of 33,076 shares, became exercisable in four equal (subject to rounding) annual installments beginning on February 18, 2015.
- The option, representing a right to purchase a total of 30,797 shares, became exercisable in four equal (subject to rounding) annual installments beginning on February 24, 2016.
- The option, representing a right to purchase a total of 28,735 shares, became exercisable in four equal (subject to rounding) annual installments beginning on February 17, 2017.