Filing Details

Accession Number:
0001209191-17-017487
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-03 16:19:14
Reporting Period:
2017-03-01
Filing Date:
2017-03-03
Accepted Time:
2017-03-03 16:19:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1517228 Commscope Holding Company Inc. COMM () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1196634 M Frank Drendel C/O Commscope Holding Company, Inc.,
1100 Commscope Place, Se
Hickory NC 28602
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-03-01 13,279 $39.00 2,316,495 No 4 S Direct
Common Stock Disposition 2017-03-01 1,721 $39.43 2,314,774 No 4 S Direct
Common Stock Disposition 2017-03-01 11,350 $39.01 33,200 No 4 S Indirect By GRAT
Common Stock Disposition 2017-03-01 800 $39.49 32,400 No 4 S Indirect By GRAT
Common Stock Disposition 2017-03-01 11,050 $38.99 33,500 No 4 S Indirect By GRAT
Common Stock Disposition 2017-03-01 1,100 $39.46 32,400 No 4 S Indirect By GRAT
Common Stock Disposition 2017-03-01 11,250 $39.01 33,300 No 4 S Indirect By GRAT
Common Stock Disposition 2017-03-01 900 $39.49 32,400 No 4 S Indirect By GRAT
Common Stock Disposition 2017-03-01 5,800 $38.97 18,950 No 4 S Indirect by Family Trust
Common Stock Disposition 2017-03-01 950 $39.40 18,000 No 4 S Indirect by Family Trust
Common Stock Disposition 2017-03-01 46,193 $39.00 138,583 No 4 S Indirect by Marital Trust
Common Stock Disposition 2017-03-01 4,200 $39.46 134,383 No 4 S Indirect by Marital Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Indirect By GRAT
No 4 S Indirect By GRAT
No 4 S Indirect By GRAT
No 4 S Indirect By GRAT
No 4 S Indirect By GRAT
No 4 S Indirect By GRAT
No 4 S Indirect by Family Trust
No 4 S Indirect by Family Trust
No 4 S Indirect by Marital Trust
No 4 S Indirect by Marital Trust
Footnotes
  1. The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2016.
  2. The price shown is the weighted average prices of the shares sold in this transaction. The price range for this transaction is $38.34 to $39.33. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.
  3. As previously reported, includes (a) 9,832 restricted stock units that were granted on 02/27/2017 and will vest in three equal installments on 02/27/2018, 02/27/2019, and 02/27/2020; (b) 9,980 restricted stock units that were granted on 02/23/2016 and will vest ratably on 02/23/2018 and 02/23/2019; (c) 3,974 restricted stock units that were granted on 02/24/2015 and will vest on 02/24/2018; (d) 17,304 performance share units that were earned on 02/23/2017 and will vest ratably on 02/23/2018 and 02/23/2019; and (e) 4,655 performance share units that were earned on 02/23/2017 and will vest on 02/24/2018, each subject to the reporting person's continued employment with the issuer.
  4. The price shown is the weighted average prices of the shares sold in this transaction. The price range for this transaction is $39.34 to $39.63. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.
  5. The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2016.
  6. The price shown is the weighted average prices of the shares sold in this transaction. The price range for this transaction is $38.35 to $39.32. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.
  7. The price shown is the weighted average prices of the shares sold in this transaction. The price range for this transaction is $39.38 to $39.61. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.
  8. The price shown is the weighted average prices of the shares sold in this transaction. The price range for this transaction is $38.35 to $39.31. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.
  9. The price shown is the weighted average prices of the shares sold in this transaction. The price range for this transaction is $39.37 to $39.56. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.
  10. The price shown is the weighted average prices of the shares sold in this transaction. The price range for this transaction is $38.34 to $39.32. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.
  11. The price shown is the weighted average prices of the shares sold in this transaction. The price range for this transaction is $39.38 to $39.61. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.
  12. The price shown is the weighted average prices of the shares sold in this transaction. The price range for this transaction is $38.27 to $39.26. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.
  13. The price shown is the weighted average prices of the shares sold in this transaction. The price range for this transaction is $39.29 to $39.60. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.
  14. The price shown is the weighted average prices of the shares sold in this transaction. The price range for this transaction is $38.34 to $39.32. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.
  15. The price shown is the weighted average prices of the shares sold in this transaction. The price range for this transaction is $39.34 to $39.63. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.