Filing Details
- Accession Number:
- 0001127602-17-010136
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-03 16:17:04
- Reporting Period:
- 2017-03-01
- Filing Date:
- 2017-03-03
- Accepted Time:
- 2017-03-03 16:17:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1156039 | Anthem Inc. | ANTM | Hospital & Medical Service Plans (6324) | 352145715 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1659075 | W Ronald Penczek | 120 Monument Circle Indianapolis IN 46204 | Svp, Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-03-01 | 72 | $166.97 | 1,248 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2017-03-01 | 525 | $0.00 | 1,773 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2017-03-01 | 810 | $131.80 | 2,583 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-03-01 | 810 | $166.44 | 1,773 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-03-02 | 31 | $165.97 | 1,742 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-03-02 | 118 | $166.81 | 1,624 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-03-02 | 285 | $89.44 | 1,909 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-03-02 | 285 | $166.81 | 1,624 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2017-03-01 | 2,141 | $0.00 | 2,141 | $166.97 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-03-01 | 810 | $0.00 | 810 | $131.80 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-03-02 | 285 | $0.00 | 285 | $89.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,141 | 2027-03-01 | No | 4 | A | Direct | |
| 1,622 | 2026-03-01 | No | 4 | M | Direct | |
| 286 | 2021-03-03 | No | 4 | M | Direct |
Footnotes
- PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.
- Represents restricted share units. Restrictions lapse as follows: 175 shares each on 3/1/2018, 3/1/2019 and 3/1/2020.
- The option represents a right to purchase a total of 2,141 shares, and is exercisable in six semi-annual installments, with one installment of 356 shares and five installments of 357 shares each, beginning on September 1, 2017, which is the six-month anniversary of the option grant date.
- The option represents a right to purchase a total of 2,432 shares, became exercisable in six semi-annual installments, with four installments of 405 shares each and two installments of 406 shares each, beginning on September 1, 2016, which was the six-month anniversary of the option grant date.
- The option represents a right to purchase a total of 1,711 shares, and is exercisable in five semi-annual installments of 285 shares each and one installment of 286 shares beginning on September 3, 2014, which is the six-month anniversary of the date on which the option was granted.
Billionaire Hedge Funds
