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Home > Insider Trading > Filing (0000927628-17-000119)

Filing Details

Accession Number:: 0000927628-17-000119
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-03-03 16:06:09
Reporting Period:: 2017-03-01

Filing Date:: 2017-03-03
Accepted Time:: 2017-03-03 16:06:09
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
927628	Capital One Financial Corp	COF	National Commercial Banks (6021)	541719854

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1466919	Yajnik Sanjiv	1680 Capital One Drive Mclean VA 22102	President, Financial Services	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-03-01	10,000	$56.32	170,785	No	4	M	Direct
Common Stock	Disposition	2017-03-01	10,000	$95.02	160,785	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Options	Disposition	2017-03-01	10,000	$0.00	10,000	$56.32

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
22,450		2023-01-30	No	4	M	Direct

Footnotes

This transaction was executed pursuant to a trading plan entered into by the reporting person on November 11, 2016, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
This option became exercisable in 1/3 increments beginning on February 10, 2014 and annually thereafter.