Filing Details
- Accession Number:
- 0001209191-17-016933
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-02 18:40:13
- Reporting Period:
- 2017-02-28
- Filing Date:
- 2017-03-02
- Accepted Time:
- 2017-03-02 18:40:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1492426 | Horizon Pharma Plc | HZNP | Pharmaceutical Preparations (2834) | 272179987 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1602064 | Robert Carey | C/O Horizon Pharma Plc Connaught House, 1St Fl, 1 Burlington Rd Dublin L2 4 | Evp, Chief Business Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2017-02-28 | 6,913 | $4.31 | 127,216 | No | 4 | X | Indirect | By Robert F. Carey III Trust dated 4/24/2001 |
Ordinary Shares | Disposition | 2017-02-28 | 1,808 | $16.48 | 125,408 | No | 4 | S | Indirect | By Robert F. Carey III Trust dated 4/24/2001 |
Ordinary Shares | Disposition | 2017-03-01 | 30,000 | $16.00 | 95,408 | No | 4 | S | Indirect | By Robert F. Carey III Trust dated 4/24/2001 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Indirect | By Robert F. Carey III Trust dated 4/24/2001 |
No | 4 | S | Indirect | By Robert F. Carey III Trust dated 4/24/2001 |
No | 4 | S | Indirect | By Robert F. Carey III Trust dated 4/24/2001 |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Warrant to Purchase Ordinary Shares (Right to Buy) | Disposition | 2017-02-28 | 6,913 | $0.00 | 6,913 | $4.31 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-03-02 | 2017-03-02 | No | 4 | X | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Ordinary Shares | 600 | Direct |
Footnotes
- Includes 38,242 shares which were transferred from the Reporting Person to the Trust on January 11, 2017.
- Exercise of a warrant to purchase 6,913 ordinary shares of the Issuer for $4.308 per share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 1,808 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 5,105 shares. The warrant was scheduled to expire on March 2, 2017.
- On June 1, 2016, 1,173 ordinary shares of the Issuer were acquired by the reporting person pursuant to an employee stock purchase program. The number of Issuer shares previously reported as beneficially owned by the reporting person was incorrectly over reported on a prior Form 4 by 573 shares of the Issuer's common stock, and has been corrected with this filing.