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Filing Details

Accession Number:: 0001140361-17-010350
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-03-02 17:47:30
Reporting Period:: 2017-02-28

Filing Date:: 2017-03-02
Accepted Time:: 2017-03-02 17:47:30
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1600438	Gms Inc.	GMS	()	E9

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1534662	Aea Investors Fund V Lp	P.o. Box 309, Ugland House Grand Cayman E9 KY1-1104	No	No	Yes	No
1551971	Aea Investors Fund V-A Lp	P. O. Box 309, Ugland House Grand Cayman E9 KY1-1104	No	No	Yes	No
1554676	Aea Investors Fund V-B Lp	P. O. Box 309, Ugland House Grand Cayman E9 KY1-1104	No	No	Yes	No
1675446	Ltd (Cayman) Management Aea	P. O. Box 309, Ugland House Grand Cayman E9 KY1-1104	No	No	Yes	No
1675447	Aea Investors Partners V Lp	P.o. Box 309, Ugland House Grand Cayman E9 KY1-1104	No	No	Yes	No
1675523	L John Garcia	C/O Aea Investors Lp 666 Fifth Avenue, 36Th Floor New York NY 10103	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2017-02-28	3,549,302	$27.93	14,227,187	No	4	S	Indirect	See footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnotes

Footnotes

These shares of common stock of the issuer are directly held by AEA GMS Holdings LP ("AEA GMS Holdings"), whose general partner is AEA GMS Holdings GP LLC ("AEA GMS Holdings GP"). The managing member of AEA GMS Holdings GP is AEA Investors Fund V LP and its other members are (i) AEA Investors Participant Fund V LP, (ii) AEA Investors QP Participant Fund V LP, (iii) AEA Investors Fund V-A LP and (iv) AEA Investors Fund V-B LP (AEA Investors Fund V LP and the entities named in clauses (i) through (iv), collectively, the "AEA Funds"). The AEA Funds are also limited partners of AEA GMS Holdings. The general partner of each of AEA Investors Participant Fund V LP and AEA Investors QP Participant Fund V LP is AEA Investors PF V LLC, whose sole member is AEA Investors LP. The general partner of each of AEA Investors Fund V LP, AEA Investors Fund V-A LP and AEA Investors Fund V-B LP is AEA Investors Partners V LP, whose general partner is AEA Management (Cayman) Ltd.
Each of AEA GMS Holdings GP, the AEA Funds, AEA Investors PF V LLC, AEA Investors Partners V LP, AEA Investors LP and AEA Management (Cayman) Ltd. may be deemed to share beneficial ownership of the shares of our common stock held of record by AEA GMS Holdings, but each disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. John L. Garcia, the Chairman and Chief Executive Officer of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., may also be deemed to share beneficial ownership of the shares of our common stock held of record by AEA GMS Holdings, but Mr. Garcia disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA GMS Holdings LP, AEA GMS Holdings GP LLC, AEA Investors Participant Fund V LP, AEA Investors QP Participant Fund V LP, AEA Investors PF V LLC and AEA Investors LP have filed a separate Form 4.