Filing Details
- Accession Number:
- 0000775158-17-000048
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-02 16:34:01
- Reporting Period:
- 2017-03-01
- Filing Date:
- 2017-03-02
- Accepted Time:
- 2017-03-02 16:34:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 775158 | Oshkosh Corp | OSK | Motor Vehicles & Passenger Car Bodies (3711) | 390520270 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1414005 | M. David Sagehorn | C/O Oshkosh Corporation 2307 Oregon Street Oshkosh WI 54902 | Exec. Vp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-03-01 | 12,800 | $54.63 | 131,616 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-03-01 | 12,800 | $71.21 | 118,816 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-03-01 | 35,000 | $19.24 | 153,816 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-03-01 | 35,000 | $71.19 | 118,816 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | Disposition | 2017-03-01 | 12,800 | $0.00 | 12,800 | $54.63 |
| Common Stock | Options | Disposition | 2017-03-01 | 35,000 | $0.00 | 35,000 | $19.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-10-17 | No | 4 | M | Direct | |
| 26,500 | 2018-09-19 | No | 4 | M | Direct |
Footnotes
- Reporting Person completed a cashless exercise of OSK stock options granted to Reporting Person in 2007 and due to expire on October 17, 2017.
- Represents weighted average price. Individual sales by lot ranged from $70.46 to $71.77. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- Represents weighted average price. Individual sales by lot ranged from $70.40 to $71.82. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- Option (right to buy) granted pursuant to the Company's Stock Plan.
- Options vest in one-third (1/3) annual increments commencing on 09/17/2008.
- Options vest in one-third (1/3) annual increments commencing on 9/19/2012.
Billionaire Hedge Funds
