Filing Details

Accession Number:
0001225208-17-005336
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-02 16:28:05
Reporting Period:
2017-03-01
Filing Date:
2017-03-02
Accepted Time:
2017-03-02 16:28:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1094348 Mattersight Corp MATR Services-Computer Integrated Systems Design (7373) 364304577
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1197647 Tench Coxe 755 Page Mill Road, Suite A-200
Palo Alto CA 94304-1005
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-03-01 100,000 $3.45 512,171 No 4 P Indirect By Trust (Trustees)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Trust (Trustees)
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 88,494 Direct
Common Stock 1,283,497 Indirect By Ltd Partnership (ROOS)
Common Stock 1,124,042 Indirect By Ltd Partnership (SHV)
Common Stock 73,411 Indirect By Profit Sharing Plan Trust
Footnotes
  1. Shares purchased pursuant to a common stock purchase agreement dated February 23, 2017.
  2. Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.
  3. The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.
  4. Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the General Partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
  5. Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committe of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
  6. Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.