Filing Details
- Accession Number:
- 0001225208-17-005297
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-02 16:11:23
- Reporting Period:
- 2017-02-28
- Filing Date:
- 2017-03-02
- Accepted Time:
- 2017-03-02 16:11:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
874766 | Hartford Financial Services Group Inc | HIG | Fire, Marine & Casualty Insurance (6331) | 133317783 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1550665 | Martha Gervasi | One Hartford Plaza Hartford CT 06155 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-02-28 | 14,217 | $48.69 | 2,535 | No | 4 | S | Direct | |
Restricted Stock Units | Acquisiton | 2017-02-28 | 10,227 | $48.89 | 28,834 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Acquisiton | 2017-02-28 | 40,388 | $0.00 | 40,388 | $48.89 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
40,388 | 2027-02-28 | No | 4 | A | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $24.15 | 2023-03-05 | 11,247 | 11,247 | Direct | |
Common Stock | Stock Option | $35.83 | 2024-03-04 | 22,034 | 22,034 | Direct | |
Common Stock | Stock Option | $41.25 | 2025-03-03 | 35,377 | 35,377 | Direct | |
Common Stock | Stock Option | $43.59 | 2026-03-01 | 32,949 | 32,949 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2023-03-05 | 11,247 | 11,247 | Direct |
2024-03-04 | 22,034 | 22,034 | Direct |
2025-03-03 | 35,377 | 35,377 | Direct |
2026-03-01 | 32,949 | 32,949 | Direct |
Footnotes
- Transaction effected pursuant to a pre-planned trading plan entered into on December 6, 2016 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- One-third of the options will become exercisable on February 28, 2018, an additional one-third of the options will become exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date.
- The options became fully exercisable on March 5, 2016, the third anniversary of the grant date.
- One-third of the options became exercisable on March 4, 2015, an additional one-third of the options became exercisable on March 4, 2016 and the remaining one-third of the options will become exercisable on March 4, 2017, the third anniversary of the grant date.
- One-third of the options became exercisable on March 3, 2016, an additional one-third of the options will become exercisable on March 3, 2017 and the remaining one-third of the options will become exercisable on March 3, 2018, the third anniversary of the grant date.
- One-third of the options became exercisable on March 1, 2017, an additional one-third of the options will become exercisable on March 1, 2018 and the remaining one-third of the options will become exercisable on March 1, 2019, the third anniversary of the grant date.