Filing Details

Accession Number:
0001225208-17-005297
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-02 16:11:23
Reporting Period:
2017-02-28
Filing Date:
2017-03-02
Accepted Time:
2017-03-02 16:11:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
874766 Hartford Financial Services Group Inc HIG Fire, Marine & Casualty Insurance (6331) 133317783
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1550665 Martha Gervasi One Hartford Plaza
Hartford CT 06155
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-02-28 14,217 $48.69 2,535 No 4 S Direct
Restricted Stock Units Acquisiton 2017-02-28 10,227 $48.89 28,834 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Acquisiton 2017-02-28 40,388 $0.00 40,388 $48.89
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
40,388 2027-02-28 No 4 A Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $24.15 2023-03-05 11,247 11,247 Direct
Common Stock Stock Option $35.83 2024-03-04 22,034 22,034 Direct
Common Stock Stock Option $41.25 2025-03-03 35,377 35,377 Direct
Common Stock Stock Option $43.59 2026-03-01 32,949 32,949 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-03-05 11,247 11,247 Direct
2024-03-04 22,034 22,034 Direct
2025-03-03 35,377 35,377 Direct
2026-03-01 32,949 32,949 Direct
Footnotes
  1. Transaction effected pursuant to a pre-planned trading plan entered into on December 6, 2016 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
  2. One-third of the options will become exercisable on February 28, 2018, an additional one-third of the options will become exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date.
  3. The options became fully exercisable on March 5, 2016, the third anniversary of the grant date.
  4. One-third of the options became exercisable on March 4, 2015, an additional one-third of the options became exercisable on March 4, 2016 and the remaining one-third of the options will become exercisable on March 4, 2017, the third anniversary of the grant date.
  5. One-third of the options became exercisable on March 3, 2016, an additional one-third of the options will become exercisable on March 3, 2017 and the remaining one-third of the options will become exercisable on March 3, 2018, the third anniversary of the grant date.
  6. One-third of the options became exercisable on March 1, 2017, an additional one-third of the options will become exercisable on March 1, 2018 and the remaining one-third of the options will become exercisable on March 1, 2019, the third anniversary of the grant date.