Filing Details
- Accession Number:
- 0001179110-17-003549
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-03-01 21:25:37
- Reporting Period:
- 2017-02-24
- Filing Date:
- 2017-03-01
- Accepted Time:
- 2017-03-01 21:25:37
- Original Submission Date:
- 2017-03-01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1375557 | Guidance Software Inc. | GUID | Services-Prepackaged Software (7372) | DE |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1091426 | J Barry Plaga | 1055 Colorado Blvd. Pasadena CA 91106 | Cfo And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-02-24 | 10,848 | $6.92 | 511,527 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-27 | 4,743 | $6.76 | 506,784 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-28 | 4,844 | $6.62 | 501,940 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-28 | 34,152 | $6.63 | 467,788 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-03-01 | 4,869 | $6.93 | 462,919 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Mr. Plaga sold 10,848 shares in the open market at an average price of $6.92 per share.
- Mr. Plaga sold 34,152 shares in the open market at an average price of $6.63 per share.
- Represents a sale, pursuant to a Section 10b5-1 Plan, to cover tax withholding obligations upon vesting of certain restricted shares of common stock that were granted under the Company's 2004 Second Amended and Restated Equity Incentive Plan, which grant was exempt from Section 16b.
- This Form 4 was filed on 03/01/17, assigned accession number 0001179110-17-003544. Table 1 of the original filing contained information for the incorrect reporting person.
Billionaire Hedge Funds
