Filing Details

Accession Number:
0001209191-17-016222
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-01 20:57:50
Reporting Period:
2017-02-28
Filing Date:
2017-03-01
Accepted Time:
2017-03-01 20:57:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1430592 Financial Engines Inc. FNGN Investment Advice (6282) 943250323
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1674591 Jr Lewis Antone 1050 Enterprise Way
3Rd Floor
Sunnyvale CA 94089
Evp, General Counsel And Sec. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-03-01 927 $44.65 3,775 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Acquisiton 2017-02-28 15,655 $0.00 15,655 $44.30
Common Stock Restricted Stock Units Acquisiton 2017-02-28 5,870 $0.00 5,870 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
15,655 2027-02-28 No 4 A Direct
5,870 No 4 A Direct
Footnotes
  1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2016.
  2. The option award vests as to 3913 shares on 2/26/2018, and the remaining shares vest monthly thereafter from 3/26/2018 to 2/26/2021.
  3. Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock.
  4. The restricted stock units vest in four annual installments beginning 2/26/2018.
  5. No expiration date.