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Filing Details

Accession Number:: 0001179110-17-003543
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-03-01 20:45:18
Reporting Period:: 2017-02-27

Filing Date:: 2017-03-01
Accepted Time:: 2017-03-01 20:45:18
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1012019	Rush Enterprises Inc	RUSH	Retail-Auto Dealers & Gasoline Stations (5500)	741733016

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1572136	Michael Mcroberts	555 Ih 35 South, Suite 500 New Braunfels TX 78130	Coo & Svp	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2017-02-27	6,667	$23.48	12,031	No	4	M	Direct
Class A Common Stock	Disposition	2017-02-27	6,667	$35.38	5,364	No	4	S	Direct
Class A Common Stock	Acquisiton	2017-02-27	3,334	$25.70	8,698	No	4	M	Direct
Class A Common Stock	Disposition	2017-02-27	3,334	$35.38	5,364	No	4	S	Direct
Class B Common Stock	Disposition	2017-02-27	500	$33.01	37,415	No	4	S	Direct
Class B Common Stock	Disposition	2017-02-28	1,000	$32.22	36,415	No	4	S	Direct
Class B Common Stock	Disposition	2017-03-01	1,101	$32.42	35,314	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Option (right to buy)	Disposition	2017-02-27	6,667	$0.00	6,667	$23.48
Class A Common Stock	Option (right to buy)	Disposition	2017-02-27	3,334	$0.00	3,334	$25.70

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
3,333		2022-03-15	No	4	M	Direct
6,666		2023-03-15	No	4	M	Direct

Footnotes

Includes 582 shares acquired on July 1, 2016, under the Rush Enterprises, Inc. Employee Stock Option Plan ("ESPP") and 577 shares acquired on January 1, 2017, under the ESPP.
This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.18 to $35.46. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.94 to $33.17. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Includes unvested restricted stock units.
This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.50. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.05 to $32.89. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Options may be exercised in increments of 1/3 on the anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date.