Filing Details
- Accession Number:
- 0001179110-17-003525
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-01 18:51:18
- Reporting Period:
- 2017-02-27
- Filing Date:
- 2017-03-01
- Accepted Time:
- 2017-03-01 18:51:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1372020 | Great Lakes Dredge & Dock Corp | GLDD | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1363032 | Ryan Levenson | C/O Great Lakes Dredge &Amp; Dock Corp 2122 York Road, 2Nd Fl Oak Brook IL 60523 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-27 | 16,200 | $4.42 | 3,036,625 | No | 4 | P | Indirect | By Privet Fund LP |
| Common Stock | Acquisiton | 2017-02-28 | 110,000 | $4.37 | 3,146,625 | No | 4 | P | Indirect | By Privet Fund LP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Privet Fund LP |
| No | 4 | P | Indirect | By Privet Fund LP |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 148,500 | Indirect | By Managed Account of Privet Fund Management LLC |
| Common Stock | 162 | Direct |
Footnotes
- Represents shares owned directly by Privet Fund LP ("Privet Fund"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management LLC ("Privet Fund Management"), the general partner and investment manager of Privet Fund, may be deemed to beneficially own the shares owned directly by Privet Fund for purposes of Section 16. Mr. Levenson expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- Represents shares held in an account separately managed by Privet Fund Management (the "Privet Fund Account"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management, the investment manager of the Privet Fund Account, may be deemed to beneficially own the shares held in the Privet Fund Account for purposes of Section 16. Mr. Levenson expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Billionaire Hedge Funds
