Filing Details
- Accession Number:
- 0001164727-17-000035
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-01 17:02:50
- Reporting Period:
- 2017-02-27
- Filing Date:
- 2017-03-01
- Accepted Time:
- 2017-03-01 17:02:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1164727 | Newmont Mining Corp | NEM | Gold And Silver Ores (1040) | 841611629 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1397788 | Randall E Engel | 6363 South Fiddlers Green Circle Greenwood Village CO 80111 | Evp, Strategic Development | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.60 Par Value | Acquisiton | 2017-02-27 | 84,800 | $0.00 | 289,870 | No | 4 | A | Direct | |
| Common Stock, $1.60 Par Value | Disposition | 2017-02-27 | 39,500 | $35.01 | 250,370 | No | 4 | F | Direct | |
| Common Stock, $1.60 Par Value | Acquisiton | 2017-02-27 | 24,850 | $0.00 | 275,220 | No | 4 | A | Direct | |
| Common Stock, $1.60 Par Value | Disposition | 2017-02-28 | 12,720 | $34.22 | 262,500 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $1.60 Par Value | 4,077 | Indirect | By 401(k) Plan |
Footnotes
- Shares withheld to satisfy tax withholding obligation applicable to the vesting of 84,800 stock-settled restricted stock units.
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 29, 2016.
- This transaction was executed in multiple trades at prices ranging from $34.09 to $34.36. The price reported reflects the weighted average sales price. This reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
- The reported shareholding is based on the Company's estimation of the share value correlated with the number of units in the fund. As of February 28, 2017, the reporting person held 4,077 shares or 14,964 units of Newmont Mining common stock in his 401(k) Plan. Fluctuation in share estimate since the filing of the last Form 4 reflects changes in the stock price rather than investments or dispositions of units within the stock fund.
Billionaire Hedge Funds
