Filing Details

Accession Number:
0001374463-17-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-01 16:26:13
Reporting Period:
2017-02-28
Filing Date:
2017-03-01
Accepted Time:
2017-03-01 16:26:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1143513 Gladstone Capital Corp GLAD () 542040781
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1374463 L Robert Marcotte 1521 Westbranch Drive
Suite 100
Mclean VA 22066
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-02-28 8,000 $9.15 336,663 No 4 P Direct
Common Stock Acquisiton 2017-02-28 4,000 $9.12 340,663 No 4 P Direct
Common Stock Acquisiton 2017-02-28 3,000 $9.11 343,663 No 4 P Direct
Common Stock Acquisiton 2017-02-28 1,000 $9.14 344,663 No 4 P Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Indirect By Trust