Filing Details
- Accession Number:
- 0001127602-17-009220
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-01 15:49:32
- Reporting Period:
- 2010-05-12
- Filing Date:
- 2017-03-01
- Accepted Time:
- 2017-03-01 15:49:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
93556 | Stanley Black & Decker Inc. | SWK | Cutlery, Handtools & General Hardware (3420) | 060548860 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1468682 | A. Michael Bartone | 1000 Stanley Drive New Britain CT 06053 | V.p. Corporate Tax | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-05-12 | 3,838 | $61.73 | 30,851 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-01-27 | 1,442 | $72.36 | 32,077 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-05-10 | 1,713 | $75.50 | 29,577 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-23 | 4,409 | $75.00 | 30,283 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-02-27 | 2,366 | $126.40 | 9,943 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 394 | Indirect | Through Computershare under ESPP |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Interest In Employer Stock Fund (401(k) Plan) | $0.00 | 1,815 | 1,815 | Direct | ||
Common Stock | Interest in Employer Stock Fund (Supplemental Plan) | $0.00 | 258 | 258 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
1,815 | 1,815 | Direct | |
258 | 258 | Direct |
Footnotes
- In connection with a 2016 year-end review of share ownership of our executive officers and directors, the Company noted that there were discrepancies related to Mr. Bartone's stock reporting records and a report that the Company provided to him and that four separate transactions involving 11,402 shares in the aggregate had not been reported.
- Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares.
- Represents shares held for the reporting person under the Company's 401(k) Savings Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported.
- Exempt
- Represents shares held for the reporting person under the Company's Supplemental Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported.