Filing Details
- Accession Number:
- 0001191458-17-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-01 15:46:38
- Reporting Period:
- 2017-02-28
- Filing Date:
- 2017-03-01
- Accepted Time:
- 2017-03-01 15:46:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
820318 | Ii-Vi Inc | IIVI | Optical Instruments & Lenses (3827) | 251214948 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191458 | J Francis Kramer | C/O Ii-Vi Incorporated 375 Saxonburg Blvd Saxonburg PA 16056 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-02-28 | 49,117 | $35.74 | 390,108 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-02-28 | 833 | $36.35 | 389,225 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 285,401 | Indirect | By Spousal Limited Access Trust |
Footnotes
- Represents shares sold upon pay-out of the stock portion of the reporting person's deferred compensation account in order to facilitate the payment of the reporting person's associated tax obligations. The shares comprising the stock portion of the reporting person's deferred compensation account previously were reported in Table I and thereafter were reflected in the reporting person's aggregate beneficial ownership in Table I.
- Represents the weighted average of multiple sales transactions ranging in price from $35.3000 to $36.2999. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- Represents the weighted average of multiple sales transactions ranging in price from $36.3500 to $37.3499. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- The reporting person disclaims beneficial ownership of these securities, other than to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.