Filing Details
- Accession Number:
- 0001407682-17-000102
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-01 15:42:58
- Reporting Period:
- 2017-02-27
- Filing Date:
- 2017-03-01
- Accepted Time:
- 2017-03-01 15:42:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1094392 | Rudolph Technologies Inc | RTEC | Industrial Instruments For Measurement, Display, And Control (3823) | 223531208 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1564793 | D. Steven Gardner | C/O Rudolph Technologies, Inc. 16 Jonspin Road Wilmington MA 01887 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-27 | 24,000 | $12.22 | 51,066 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-27 | 13,181 | $22.25 | 37,885 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-02-27 | 3,413 | $22.25 | 34,472 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-02-28 | 2,715 | $21.55 | 31,757 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-28 | 595 | $21.60 | 31,162 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-28 | 100 | $21.58 | 31,062 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-28 | 90 | $21.63 | 30,972 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-28 | 200 | $21.68 | 30,772 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-28 | 1,600 | $21.73 | 29,172 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-28 | 700 | $21.75 | 28,472 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-28 | 400 | $21.78 | 28,072 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-28 | 200 | $21.83 | 27,872 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-28 | 300 | $21.85 | 27,572 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-28 | 100 | $21.88 | 27,472 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-28 | 206 | $21.80 | 27,266 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-28 | 200 | $21.90 | 27,066 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-02-27 | 24,000 | $0.00 | 24,000 | $12.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,000 | 2013-12-12 | 2022-12-12 | No | 4 | M | Direct |
Footnotes
- Represents shares withheld by Issuer to satisfy obligations to exercise stock options in connection with the stock option grants previously received by the Reporting Person.
- 20% of the shares of Common Stock subject to the Option becomes exercisable each year on the grant date.
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